Joseph William Roppolo

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-07-21

TX RA
APPROVED

Since 2011-07-21

Branch Locations

8111 Lbj Fwy Suite 1315-E, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Dallas	TX	09/2002	Present
Pfs Investments Inc.	Dallas	TX	02/2003	Present

09/2002 → Present

Primerica Financial Services

Dallas, TX
02/2003 → Present

Pfs Investments Inc.

Dallas, TX

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Soccer Referee, Not Investment Related, Dallas, TX 75243, Freelance (1099), 02/2023 to Present, 12 hours committed per month (0 hours during securities trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-14
S63	Uniform Securities Agent State Law Examination	2003-02-18

S65 Uniform Investment Adviser Law Examination

2011-02-14
S63 Uniform Securities Agent State Law Examination

2003-02-18

Other Names

Joseph William Ruppolo

View on SEC IAPD