David Gerald Dunn

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 10/2020
  Metlife Securities Inc.
  Austin, TX
• 07/2016 → 10/2020
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 10/2020
  Mml Investors Services, Llc
  Austin, TX
• 10/2020 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2017-03-25 → 2020-10-19
  Mml Investors Services, Llc
  Austin, TX
  Austin, TX
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Austin, TX
  Austin, TX
• 2003-07-01 → 2015-01-02
  New England Securities
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 0 HOURS STARTED 1/03. SOLE MANAGER AT EN PLEIN AIRE, LP, WHICH IS THE GENERAL PARTNER OF A FAMILY LIMITED PARTNERSHIP. FOR THE DUNN FAMILY 5 EVENING/WEEKEND HOURS STARTED 05/2003.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-21

Designations

• Certified Financial Planner
• Chartered Financial Consultant