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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Richmond | VA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Glen Allen | VA | 07/2016 | 02/2019 |
| Mml Investors Services, Llc | Glen Allen | VA | 03/2017 | 01/2019 |
| Lincoln Financial Securities | Henrico | VA | 01/2019 | 05/2024 |
| Lpl Financial Llc | Henrico | VA | 05/2024 | Present |
1) 05/14/2024 - Michael Andrews, JR - Insurance Agent - Non-Variable Insurance - Selling: Whole Life, Universal Life, Disability, Long-Term Care, Property & Casualty - RD Marketing, ErieI insurance - VA 23228 - Investment related - 25 Hours per month - Start date: 02/01/2023. 2) 12/26/2025 - Michael Andrews - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 12/11/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-03 |
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