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Kara Lynn Reel-Spencer

Wells Fargo Clearing Services, LLC

Bloomington, IL

Downs, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-07
IL RA APPROVED 2008-05-19
  • TX RA
    APPROVED_RES
    Since 2013-11-07
  • IL RA
    APPROVED
    Since 2008-05-19

Branch Locations

1705 Tullamore Ave Ste B, Bloomington, IL 61704 • United States

Downs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington IL 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, NORMAL, IL, START: 3/15/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 2005-02-22
  • S65 Uniform Investment Adviser Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    2005-02-22
Other Names
  • Kara Lynn Foley
  • Kara Lynn Reel

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BLOOMINGTON, IL
SAVANT WEALTH MANAGEMENT · Bloomington, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Bloomington, IL
SAVANT WEALTH MANAGEMENT · BLOOMINGTON, IL
LPL FINANCIAL LLC · BLOOMINGTON, IL
EDWARD JONES · BLOOMINGTON, IL
EDWARD JONES · Bloomington, IL
THRIVENT INVESTMENT MANAGEMENT INC. · BLOOMINGTON, IL

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