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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-25
NJ RA APPROVED 2024-06-19
PA RA APPROVED 2014-08-08
  • TX RA
    APPROVED_RES
    Since 2026-08-25
  • NJ RA
    APPROVED
    Since 2024-06-19
  • PA RA
    APPROVED
    Since 2014-08-08

Branch Locations

1700 Market Street 32Nd Floor/Suite 3222, Philadelphia, PA 19103 • United States

Haddon Heights, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Philadelphia PA 07/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Philadelphia PA 07/2014 Present
Previous Registrations
  • 2006-01-11 → 2011-02-24
    Lincoln Financial Distributors, Inc.
    Philadelphia, PA
    Radnor, PA
    Radnor, PA
  • 2003-06-28 → 2004-11-05
    W. Conshohocken, PA
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 104 McKean St, Philadelphia PA 19148, United States DESCRIPTION: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17

View on SEC IAPD

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