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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-09-08 |
| WI | RA | APPROVED | 2009-09-08 |
Branch Locations
N19 W24400 Riverwood Dr, Waukesha, WI 53188 • United States
833 E Michigan St, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Waukesha | WI | 09/2009 | Present |
| Bank Of America, Na | Waukesha | WI | 12/2009 | Present |
I*: 2820275 Entity Type: Charitable Name of OBA: Wisconsin Adaptive Sports Association Address: Brookfield, WI 53045 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/09/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Board Member - support the growth and impact of the organization--through stewardship, advocacy, and community visibility. No handling of funds, no investment advice. Apply critical thinking, business acumen, and network knowledge to facilitate collaboration with community and organization leadership to ultimately enhance the experience of those that WASA serves. Quarterly board meetings, periodic conference calls, e-mail review, and quarterly advocacy events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-01 |
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