Daniel John Fritz

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-05
MN	RA	APPROVED	2014-01-16

TX RA
APPROVED_RES

Since 2017-01-05
MN RA
APPROVED

Since 2014-01-16

Branch Locations

Eden Prairie, MN • United States

701 East Lake Street, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Golden Valley	MN	12/2006	Present

12/2006 → Present

Stifel, Nicolaus & Company, Incorporated

Golden Valley, MN

Other Businesses

University of Minnesota Fraternity Purchasing Association; 2221 University Ave SE #111, Minneapolis, MN 55414; Board of Directors - Advisory to Student Leaders; 05/07/2018; 2.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-06

S66 Uniform Combined State Law Examination

2003-02-06

View on SEC IAPD