Cromwell Santos Baun

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Ubs Financial Services Inc.
  Atlanta, GA

Other Businesses

1) GEORGIA SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS / 3353 PEACHTREE ROAD, SUITE 400 ATLANTA, GA 30326 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / ACCOUNTANCY & AUDIT / TO PROMOTE THE CPA PROFESSION IN GEORGIA / OTHER CHAIR OF THE ESTATE & FINANCIAL PLANNING SECTION / LEAD COMMITTEE MEETINGS, ORGANIZE NETWORKING AND SPEAKER EVENTS / START DATE 06/01/2012 / 1 HOUR PER QUARTER /// 2) 18TH AVENUE INVESTMENTS LLC / 2211 CHASTAIN DRIVE NE ATLANTA,GEORGIA 30342 / COMPANY/ WHOLESALE & MERCHANDISING / BUYING AND SELLING ANTIQUES / OTHER / ORGANIZER/SOLE MEMBER / BUYING AND SELLING ANTIQUES / START DATE 12/01/2012. /// 3) The Ron Clark Academy / 228 Margaret Street SE Atlanta,Georgia 30315 / Other/ Education / Middle school education and teacher education / Member of Board of Directors / / Help guide the direction of the school to meet it's objectives / Start Date 3/30/2017/Educational Institution /// 4) Financial Planning Association of Georgia / 3227 S. Cherokee Lane, Ste. 1320 Woodstock,Georgia 30188 / Association (i.e., Trade or Industry, Sport...)/ Financial (Consumer & Investment Services) / Provide quality programming for financial planning professionals / Member of Board of Directors / / Plan meetings and conferences for FPAGA members and find speakers for those meetings and conferences / Start Date 3/30/2017 /// 5) NAME OF OTHER BUSINESS: Cromwell S. Baun / INVESTMENT RELATED?:Y / ADDRESS:501 Greenwood Avenue NE / NATURE OF THE BUSINESS: Real Estate POSITION: Sole proprietorship / DUTIES: Generate rental income from personal residence./ START DATE:12/7/22/ HOURS DEVOTED TO BUSINESS: NA. /// 6) NAME OF OTHER BUSINESS:CSB - Commercial and Print Media / INVESTMENT RELATED?:y/ ADDRESS:501 Greenwood Avenue NE / :Entertainment and advertising / POSITION: / DUTIES: Seek acting or modeling / START DATE:12/7/22/ HOURS DEVOTED : NA /// 7) Name of Business: Open Hand NMTC Support./ Address: 181 Armour Drive Atlanta United States./ Investment Related: No./ Nature: Prepare and deliver nutritious meals to those in need in the Atlanta community./ Role: Member of Board of directors./ Duty: Carry out tasks to further enhance the mission of the organization./ Start Date: 9/1/2023./ Time Required: N/A. /// 8) Leadership Atlanta; 133 Peachtree Street NE, Suite 2850, Atlanta, Georgia30303; Charity; Education; Organize community and business leaders to develop a sustainable leadership development program; Member - Investment Committee; Serve on the committee to review and discuss investment companies to manage the organization's investment account. The role does not provide authority to make trading or investment decisions on behalf of the organization.; Start date: 6/1/2024 9) Georgia Society of CPAs Group Insurance Trust, Holds investment portfolio for the Georgia Society of CPAs group insurance policy, Suite 800 Atlanta Georgia United States-30328, Attend one meeting per year to review the organization's insurance renewal notice with the organization's leadership team, start date-8/1/2024. 10)Open Hand,GeorgiaUnited States,Prepare and deliver nutritious meals to those in need in the Atlanta community,Member of Board of directors,Carry out tasks to further enhance the mission of the organization. Board Vice-President, Start date 2/11/2020

Exams

• S66 Uniform Combined State Law Examination
  2003-04-02

Other Names

• Cromwell Baun