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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Edinburg | TX | 01/2017 | 11/2017 |
| Walgreens | Mcallen | TX | 12/2007 | 12/2016 |
| Independent Wealth Consultants | Edinburg | TX | 01/2018 | Present |
| Iwc Financial Planning | Edinburg | TX | 04/2019 | Present |
| Ima Live Llc | Edinburg | TX | 04/2019 | Present |
1. 1/24/2018 - Independent Wealth Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Financial LLC Business (entity for LPL Financial business) - Start Date:01/29/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100%. 2. 8/22/2018 - IMA LIVE LLC dba IWC Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:08/20/2018 - 25 Hours Per Month/0 Hours During Trading. Commissions received. 3. 11/05/2019 - IMA LIVE LLC dba IWC Financial Planning - Investment related - At reported business location(s) - Registered Investment Advisor - start date:4/1/2019 - 10 hrs/mo - 0 hrs during trading - IAR - I provide financial planning and consulting services through , an independent investment advisor firm. I started this business activity in 4/2019. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-20 |
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