Paul Norman Taber

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2017-11-01

MD RA
APPROVED

Since 2017-11-01

Branch Locations

Jarrettsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Taber Financial Services, Llc	Jarrettsville	MD	05/2002	Present
National Planning Corporation	Jarrettsville	MD	12/2009	11/2017
Cambridge Investment Research, Inc.	Fairfield	IA	11/2017	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2017	Present

05/2002 → Present

Taber Financial Services, Llc

Jarrettsville, MD
12/2009 → 11/2017

National Planning Corporation

Jarrettsville, MD
11/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
11/2017 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2009-12-01 → 2017-11-03

National Planning Corporation

Hunt Valley, MD

Jarrettsville, MD
2003-01-04 → 2009-12-01

Medallion Advisory Services, Llc

Jarrettsville, MD

Jarrettsville, MD

Other Businesses

1.TABER FINANCIAL SERVICES, 1329 WILEY OAK DRIVE, JARRETTSVILLE, MD, 5/2002 PROVIDING TAX CONSULTING ADN PREP- OWNER. NIR - 25/WK - 20/TRADING. 2.PAUL N TABER- YES- 1329 WILEY OAK DRIVE, JARRETSVILLE, MD 21084- AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.- 06/01/04- 5HRS/WK, 1 DURING SECURITES TRADING HOURS. 3.BOY SCOUT TROOP 809 - NO - JARRETTSVILLE, MD 21084 - LOCAL BOY SCOUT TROOP - SCOUTMASTER - 9/2012 - 2/WK - 0/TRADING. - COORDINATING THE SCOUT RELATED SIDE OF A BOY SCOUT TROOP.-- 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.TABER FINANCIAL ADVISERS, 1329 Wiley Oak Drive, Jarrettsville MD 21084, 10/2024, Investment Advisor Representative, Using a Trade Name / DBA, INV REL, 100 HR/MO, 100 HR/MO TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-09-03
S65	Uniform Investment Adviser Law Examination	2001-01-25

S63 Uniform Securities Agent State Law Examination

2003-09-03
S65 Uniform Investment Adviser Law Examination

2001-01-25

Designations

Certified Financial Planner
Personal Financial Specialist

View on SEC IAPD