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Adam Douglas Garretson

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Clinton, NJ

Bridgewater, NJ

CRD 4622027

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-24
PA RA APPROVED 2024-06-28
NJ RA APPROVED 2017-07-24
  • TX RA
    APPROVED
    Since 2026-04-24
  • PA RA
    APPROVED
    Since 2024-06-28
  • NJ RA
    APPROVED
    Since 2017-07-24

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

32 Pittstown Rd, Clinton, NJ 08809 • United States

758 Us Highway 202, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Plainsboro NJ 09/2004 07/2017
Wells Fargo Clearing Services, Llc Clinton NJ 07/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-22
  • S66 Uniform Combined State Law Examination
    2003-05-22
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
RIDGEWOOD INVESTMENTS
J.P. MORGAN SECURITIES LLC

Nearby Investors

DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE

Nearby Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

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