Adam Douglas Garretson

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Bridgewater, NJ

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-24
PA	RA	APPROVED	2024-06-28
NJ	RA	APPROVED	2017-07-24

TX RA
APPROVED

Since 2026-04-24
PA RA
APPROVED

Since 2024-06-28
NJ RA
APPROVED

Since 2017-07-24

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

32 Pittstown Rd, Clinton, NJ 08809 • United States

758 Us Highway 202, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Plainsboro	NJ	09/2004	07/2017
Wells Fargo Clearing Services, Llc	Clinton	NJ	07/2017	Present

09/2004 → 07/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Plainsboro, NJ
07/2017 → Present

Wells Fargo Clearing Services, Llc

Clinton, NJ

Previous Registrations

2004-09-10 → 2017-07-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Plainsboro, NJ

Yardley, PA

Princeton, NJ
2003-09-19 → 2004-09-14

Morgan Stanley Dw Inc.

Somerville, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-22

S66 Uniform Combined State Law Examination

2003-05-22

Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

RIDGEWOOD INVESTMENTS

J.P. MORGAN SECURITIES LLC

DORCHESTER ADVISORS LLC

ESTEE ADVISORS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UNITED SUCCESS WEALTH MANAGEMENT

TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

DAVID SETH LEIBOWITZ

VALERIE RUBIO LEMMON

TERRANCE PATRICK MCGUIRE

KAUSHAL BHUPENDRA MAJMUDAR

John Varghese Cholankeril

DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ

RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ

J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

DORCHESTER ADVISORS LLC · SHORT HILLS, NJ

ESTEE ADVISORS LLC · SHORT HILLS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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