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Barbara Stewart Gault

Barbara S. Gault

Sausalito, CA

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Current Employers
Barbara S. Gault

Greenbrae, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-05
  • CA RA
    APPROVED
    Since 2017-04-05

Branch Locations

180 Harbor Drive Suite 219, Sausalito, CA 94965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barbara S. Gault Sausalito CA 08/2003 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-04-10
  • S63 Uniform Securities Agent State Law Examination
    2003-04-10
Designations
Other Names
  • Barbara S. Gault

View on SEC IAPD

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Other Offices

CALDWELL SUTTER CAPITAL, INC. · SAUSALITO, CA
MAIN STREET RESEARCH LLC · Sausalito, CA
CALDWELL SUTTER CAPITAL, INC. · SAUSALITO, CA
COMPOSITION WEALTH, LLC · Sausalito, CA
37NORTH CAPITAL MANAGEMENT, LLC · SAUSALITO, CA
VERT ASSET MANAGEMENT LLC · SAUSALITO, CA
SEAFRONT CAPITAL PARTNERS LLC · SAUSALITO, CA
DELTA ACCUMULATION, LLC · SAUSALITO, CA

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