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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-06-07
  • IL RA
    APPROVED
    Since 2006-06-07

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St Securities, L.L.C. Elmhurst IL 07/2003 Present
  • 07/2003 → Present
    Lasalle St Securities, L.L.C.
    Elmhurst, IL
Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-27
S63 Uniform Securities Agent State Law Examination 2003-05-10
  • S65 Uniform Investment Adviser Law Examination
    2003-06-27
  • S63 Uniform Securities Agent State Law Examination
    2003-05-10

View on SEC IAPD

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