Steven R Howard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 01/2018
  Guardian Life Insurance Co
  Arlington Heights, IL
• 05/2016 → 01/2018
  Park Avenue Securities Llc
  Arlington Heights, IL
• 01/2018 → 01/2019
  Guardian Life Insurance
  Chicago, IL
• 01/2018 → 01/2019
  Park Avenue Securities
  Chicago, IL
• 02/2018 → 01/2019
  Guardian Life Insurance
  Glenview, IL
• 02/2018 → 01/2019
  Park Avenue Securities
  Glenview, IL
• 01/2019 → 05/2020
  Guardian Life Insurance Company
  Palatine, IL
• 01/2019 → 05/2020
  Park Avenue Securities
  Palatine, IL
• 05/2020 → Present
  Lpl Financial Llc
  Grayslake, IL

Previous Registrations

• 2016-05-23 → 2020-05-18
  Park Avenue Securities Llc
  Arlington Heights, IL
  Glenview, IL
  Chicago, IL
  Burlington, WI
• 2008-02-15 → 2014-06-25
  Northwestern Mutual Investment Services, Llc
  Gurnee, IL
  Gurnee, IL
  Vernon Hills, IL
  Gurnee, IL

Other Businesses

1)04/30/2020 - Flochart Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2020 2)Howard Financial Services - Non-Variable Insurance - inv rel - at reported business location(s) - start: 2002 - 2 hr/mth 3)02/20/2020 - Howard Farms - Owner - non-inv rel - Maquon, IL - start: 01/2000 - 3 hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-04
• S63 Uniform Securities Agent State Law Examination
  2003-03-24

Other Names

• Steven R Howard
• Steven Ray Howard