Kimberly Carolina Figueroa

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 01/2018
  Pfs Investments Inc
  Wayne, NJ
• 08/2018 → 04/2021
  Allstate Insurance Company
  Fairlawn, NJ
• 01/2018 → 08/2018
  Self
  Fairlawn, NJ
• 04/2021 → Present
  Principal Life Insurance Company
  Clementon, NJ
• 04/2021 → Present
  Principal Securities Inc
  Clementon, NJ
• 07/2015 → 09/2016
  Self Employed
  Westwood, NJ
• 03/2021 → 04/2021
  Allstate Financial Advisors
  Teaneck, NJ
• 11/2018 → 04/2021
  Allstate Financial Services Llc
  Fairlawn, NJ

Previous Registrations

• 2021-03-16 → 2021-04-07
  Allstate Financial Advisors, Llc
  Teaneck, NJ
• 2010-08-05 → 2015-08-04
  Ameriprise Financial Services, Llc
  Saddle Brook, NJ

Other Businesses

***Fixed Insurance; Investment Related; Parisppany, NJ; Agent; Fixed Life, Annuities, DI, LTC, Group, Health, Dental, Disability; Start Date: 04/15/2021; 10 hrs per month; 10 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2010-05-19

Other Names

• Kimberly Carolina Veras
• None None None