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Christopher John Adams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

South Bend, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-18
MI RA APPROVED 2020-12-01
TX RA APPROVED_RES 2012-06-15
IN RA APPROVED 2005-03-03
  • CO RA
    APPROVED
    Since 2022-01-18
  • MI RA
    APPROVED
    Since 2020-12-01
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • IN RA
    APPROVED
    Since 2005-03-03

Branch Locations

100 N Michigan St, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Bend IN 02/2005 Present
Bank Of America, N.A. South Bend IN 04/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-13
  • S66 Uniform Combined State Law Examination
    2003-03-13
Other Names
  • Chris Adams

View on SEC IAPD

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