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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-09
CA RA APPROVED 2021-11-03
  • IL RA
    APPROVED
    Since 2021-11-09
  • CA RA
    APPROVED
    Since 2021-11-03

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

600 W Broadway Suite 700, San Diego, CA 92101 • United States

360 E 1St Street Suite 958, Tustin, CA 92780 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 09/2014 01/2017
Lpl Financial, Llc Laguna Niguel CA 01/2017 10/2020
Lpl Financial Llc Tustin CA 12/2020 Present
Level Four Advisory Services, Llc Santa Ana CA 01/2021 03/2021
Highpoint Advisor Group Tustin CA 03/2021 Present
Previous Registrations
  • 2021-03-12 → 2021-12-31
    Highpoint Planning Partners
    Santa Ana, CA
    Downers Grove, IL
  • 2021-01-05 → 2021-03-02
    Santa Ana, CA
    Dallas, TX
  • 2017-01-09 → 2020-10-29
    Laguna Niguel, CA
    Laguna Niguel, CA
    Westminster, CA
    Viejo, CA
    Costa Mesa, CA
  • 2014-10-02 → 2017-01-18
    Irvine, CA
    Newport Beach, CA
    Costa Mesa, CA
    Irvine, CA
  • 2012-01-25 → 2014-09-04
    Irvine, CA
    Santa Ana, CA
    Irvine, CA
    Santa Ana, CA
  • 2007-03-21 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
  • 2002-04-12 → 2005-03-24
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
Other Businesses

1. 3/31/2021 - Chase Enterprises Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/09/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 3/31/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/09/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/24/2021 - Chase Enterprises Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/09/2021 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-24
S65 Uniform Investment Adviser Law Examination 2001-06-11
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S66 Uniform Combined State Law Examination
    2012-01-24
  • S65 Uniform Investment Adviser Law Examination
    2001-06-11
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10
Other Names
  • Natasha B Titova
  • Natalia Titova
  • Natasha Boris Titova
  • Natasha Boris Titova
  • Natalia B Titova
  • Natasha B Titova

View on SEC IAPD

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