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Rick Ray Barton

Allworth Financial, L.P.

Sacramento, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-07
  • TX RA
    APPROVED
    Since 2020-01-07

Branch Locations

8775 Folsom Blvd. Suite 100, Sacramento, CA 95826

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.R. Barton Attorney At Law Hurst TX 01/1990 Present
Raa Dallas TX 01/2001 Present
Allworth Financial, L.P. Sacramento CA 01/2020 Present
  • 01/1990 → Present
    R.R. Barton Attorney At Law
    Hurst, TX
  • 01/2001 → Present
    Raa
    Dallas, TX
  • 01/2020 → Present
    Allworth Financial, L.P.
    Sacramento, CA
Previous Registrations
  • 2003-01-03 → 2020-01-07
    Raa
    Bedford, TX
    Addison, TX
Other Businesses

Rick is a practicing Attorney at RR Barton. It is a non-investment related business. These activities do not interfere with his duties at RAA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-26
  • S65 Uniform Investment Adviser Law Examination
    2000-12-26

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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