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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-20 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Woodbridge | NJ | 02/2007 | 08/2018 |
| Metlife Securities Inc | Woodbridge | NJ | 02/2007 | 08/2018 |
| Mml Investors Services, Llc | Barnegat | NJ | 03/2017 | 08/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2018 | Present |
INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - DISABILITY,FIXED ANNUITIES,LIFE/ACCIDENT/HEALTH,LTC - 2 SEC HRS 1 NON SEC HR PER WEEK SINCE 07/2015 LIFE INSURANCE, DI, FIXED ANNUITY POSITION: CFP NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2018 ADDRESS: 517 route 1, suite 4100, Iselin NJ 08830, United States DESCRIPTION: Quoting insurance products and writing applications. Underwriting follow up. ROLLING ACRES HOME OWNERS ASSOCIATION POSITION: board member NATURE: Home owners association INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2021 ADDRESS: po box 164, new egypt NJ 08533, United States DESCRIPTION: Confer on our developments' projects. INFINITY FINANCIAL GROUP., Is Investment Related, DBA, Financial Professional, 08/20/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. SCHOCKPROOF INSURANCE LLC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "345 Fieldcrest Dr, New Egypt, NJ, 08533, United States", Insurance, Managing Member, 4/7/2025, 40 hours per month, 0 hours per month during trading hours, Commission Compensation DESCRITPION: Provide fixed annuity and insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-02 |
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