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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
| TX | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2011-10-18 |
| TX | RA | APPROVED_RES | 2010-04-23 |
| IL | RA | APPROVED | 2009-09-08 |
Branch Locations
2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Downers Grove | IL | 09/2009 | Present |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 05/2016 | Present |
1. 04/30/2012 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Service 1 Financial Group, Inc. - INV REL - AT REPORTED LOCATION. 2. 02/29/2016 - Highpoint Planning Partners LLC - DBA for LPL Business (entity for LPL business) - Highpoint Planning Partners LLC - INV REL - START 03/11/2016 - 2001 Butterfield Road, Suite 1000 Downers Grove, IL 60515 - 160 HOURS PER MONTH DURING TRADING 3. 06/14/2016 - HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - INV REL - START 03/11/2016 - 2001 Butterfield Road, Suite 1000 Downers Grove IL 60515 - IAR - 160 HR/MO, 160 DURING SECS TRDG HRS 4. 1/5/2021 - Equilibrium Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/04/2021 - 1 Hour Per Month During Securities Trading. 5. 11/30/2021 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/22/2021 - 1 Hour Per Month/14 Hours During Securities Trading. 6. 03/03/2022 - CFI Managing Partners - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/28/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 7. 04/03/2024 - HPPW Growth Partners - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/30/2023 - 1 Hour Per Month/ During Trading 8. 04/03/2024 - PWA Tax LLC (dba PWA & Professional Wealth Advisors) - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/14/2022 - 1 Hour Per Month/ During Trading 9. 04/03/2024 - PWA, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/28/2022 - 1 Hour Per Month/ During Trading 10. 04/03/2024 - PWA Financial Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/28/2022 - 1 Hour Per Month/ During Trading 11) 08/21/2025 - HPPW - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 04/30/2021 - 1 Hrs/Mth - 1 Hrs During Trading. 12) 01/23/2026 - HighPoint Tax Services, LLC - Tax Prep/Accounting/CPA - Partner - Investment Related - At Reported Business Location(s) - Start Date 01/20/2026 - 5 hours per month/ during trading 13) 01/23/2026 - PWA Tax Services, LLC - Tax Prep/Accounting/CPA - Partner - Investment Related - At Reported Business Location(s) - Start Date 01/20/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-11 |
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