Joel Jacob Mishler

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-07-28
MI	RA	APPROVED	2010-03-05

TX RA
APPROVED_RES

Since 2016-07-28
MI RA
APPROVED

Since 2010-03-05

Branch Locations

1690 Watertower Place Suite 300, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2003	06/2020
Equitable Advisors, Llc	New York	NY	01/2003	Present

01/2003 → 06/2020

Axa Advisors, Llc

New York, NY
01/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

WAMM FINANCIAL LLC, LEASE OFFICE SPACE AND PAY EMPLOYEE, JANUARY 2011, 1 HOUR PER MONTH. MIGHTY NIMROD PRESERVE, CHRISTMAS TREE BUSINESS SELLING TREES, MAY 2007, 0 HOURS PER MONTH. APPROVED TO CONDUCT ACTIVITIES OUTSIDE EQUITABLE NETWORK.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-18

S66 Uniform Combined State Law Examination

2003-03-18

Other Names

Joel Mishler

View on SEC IAPD