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James Richard Pluta

J.R.PLuta Capital Management, Inc.

Pittsford, NY

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Current Employers
J.R.PLuta Capital Management, Inc.

3 Old Forge Ln., Pittsford, NY 14534-1718 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
  • NY RA
    APPROVED
    Since 2021-08-31

Branch Locations

3 Old Forge Ln., Pittsford, NY 14534-1718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.R. Pluta Capital Management, Inc. Pittsford NY 09/1986 Present
  • 09/1986 → Present
    J.R. Pluta Capital Management, Inc.
    Pittsford, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-28
  • S65 Uniform Investment Adviser Law Examination
    2004-04-28
Other Names
  • Jim Richard Pluta

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
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