Brant Shrimplin

Current Employers

Employment History

• 07/2009 → 09/2021
  Lpl Financial Llc
  Portage, MI
• 03/2021 → Present
  626 Financial, Llc
  Portage, MI

Previous Registrations

• 2009-07-14 → 2021-09-16
  Lpl Financial Llc
  Kalamazoo, MI
  San Diego, CA
  Portage, MI
• 2007-01-22 → 2009-07-07
  Oppenheimer & Co. Inc.
  Portage, MI
  Kalamazoo, MI

Other Businesses

1) Community Access Management III; Investment Related; 925 4th Avenue, Seattle WA 98104; Venture fund; Investor Relations; 12/17/21; Hrs/month: 3; During securities trading hours: 2 2) N/A; Licensed Independent Insurance Agent; Investment Related; 7950 Moorsbridge Rd #104, Portage, MI 49024; Selling commissionable insurance products; 1 hour per month during securities trading hours 3) Kalamazoo Real Estate Properties; 7950 Moorsbridge Rd, Ste 103, Portage MI 49024; Owner; Property Management; Less than 10% of hours per month. 4) KLHBLS AL, LLC; Investment Related; 8774 N. 32nd St., Richland, MI. 49009; Limited Liability Company (LLC); 11/15/2022; 50% owner; assist with banking relationships, legal, tax and managing distributions for the real estate entity; 8 hours per month 5) 626 Foundation; Investment Related; 7950 Moorsbridge, 104, Portage, MI. 49024; Charitable Organization; 1/2/2023; provide charitable benefits to organizations and individuals in the future; 10 hours per month 6) AL Opportunities Fund 1 MM LLC; Investment Related; 7950 Moorsbridge Rd, Portage MI, 49024; Private Fund; Owner; 8 hours per month. 7) 626 Holdings, LLC; Not Investment Related; 8792 S. 8th, Kalamazoo, MI, 49009; Authored a Book; Author; 10/1/2024; 2 hours per month; Write and then announce to friends, family and those in my network

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-08
• S63 Uniform Securities Agent State Law Examination
  2003-01-24