Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
CA RA APPROVED 2010-05-19
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • CA RA
    APPROVED
    Since 2010-05-19

Branch Locations

5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fresno CA 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-18
  • S66 Uniform Combined State Law Examination
    2010-05-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor