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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-03 |
Branch Locations
Johnson City, TX • United States
1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 11/2010 | 08/2017 |
| Randolph Brooks Fcu | Live Oaks | TX | 03/2016 | 08/2017 |
| Swbc Investment Services | San Antonio | TX | 08/2017 | 12/2018 |
| Swbc Investment Company | San Antonio | TX | 08/2017 | 12/2018 |
| Unemployed | Austin | TX | 01/2019 | 03/2019 |
| Cetera Advisors | Denver | CO | 03/2019 | 08/2019 |
| Hill Country Financial Planning | Austin | TX | 03/2019 | 01/2021 |
| Securities America, Inc. | Austin | TX | 08/2019 | 01/2021 |
| Securities America Advisors | Austin | TX | 08/2019 | 01/2021 |
| Broadway Wealth Solutions | San Antonio | TX | 01/2021 | 08/2021 |
| Ameriprise Financial Services, Llc | Austin | TX | 09/2021 | Present |
Outside Employment; RBFCU; Financial Advisor - Financial Planning; ; 1 RBFCU Pkwy, , Live Oak, TX, 78233; Investment-Related; 08/30/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-25 |
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