Joseph Edward Johnston

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 07/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2003 → 07/2020
  Northwestern Mutual Investment Services, Llc
  Houston, TX
• 01/2016 → 07/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2020 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2008-04-24 → 2020-07-09
  Northwestern Mutual Investment Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

1. 070/1/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2020 - 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC. 2. 07/01/2020 : EXECUTIVE COACH - LIFE COACHING - NON-INV RELATED - 2 HOURS PER WEEK 3. 07/01/2020 - CONSULTANT TO FAMILY OFFICE - CONSULTING - INV RELATED - 2 HOURS PER WEEK 4. 05/01/2020 - WEST UNIVERSITY SOFTBALL ASSOCIATION - COACH - NON-INV RELATED - AT REPORTED LOCATION(S) - 4 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-12
• S63 Uniform Securities Agent State Law Examination
  2003-05-01

Designations

• Chartered Financial Consultant

Other Names

• Joseph Johnston
• Jody Johnston