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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-02 |
Branch Locations
4203 Yoakum Boulevard Suite 300, Houston, TX 77006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2002 | 07/2020 |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 01/2003 | 07/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 07/2020 |
| Integrated Wealth Concepts, Llc | Waltham | MA | 07/2020 | Present |
1. 070/1/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2020 - 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC. 2. 07/01/2020 : EXECUTIVE COACH - LIFE COACHING - NON-INV RELATED - 2 HOURS PER WEEK 3. 07/01/2020 - CONSULTANT TO FAMILY OFFICE - CONSULTING - INV RELATED - 2 HOURS PER WEEK 4. 05/01/2020 - WEST UNIVERSITY SOFTBALL ASSOCIATION - COACH - NON-INV RELATED - AT REPORTED LOCATION(S) - 4 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-01 |
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