Reza Hamid Taraz

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-02
CA	RA	APPROVED	2000-04-04

TX RA
APPROVED_RES

Since 2020-10-02
CA RA
APPROVED

Since 2000-04-04

Branch Locations

16950 Via De Santa Fe, 5060-103, Rancho Santa Fe, CA 92067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	San Diego	CA	11/1999	03/2020
Ameriprise Financial Services, Llc	Rancho Santa Fe	CA	03/2020	Present

11/1999 → 03/2020

Ameriprise Financial Services, Inc.

San Diego, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Rancho Santa Fe, CA

Other Businesses

Business Ownership; Taraz Administrative Services, LLC; management; Consulting; 7652 Primavera Way, , Carlsbad, CA, 92009; Not Investment-Related; 07/10/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Rancho Santa Fe Rotary Club; board member; P.O.Box 246, , Rancho Santa Fe, CA, 92067; Not Investment-Related; 01/02/2024; 1 to 9 hours per month; 0 during trading hours / Rancho Santa Fe Rotary Club; Board Member; 1505 Lomas Santa Fe Drive, , Solana Beach, CA, 92075; Not Investment-Related; 07/07/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-07

S66 Uniform Combined State Law Examination

2000-03-07

Other Names

Ray Taraz

View on SEC IAPD