Jann Peter Trefny

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2017-05-09

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2017-05-09

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Newburgh, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Incorporated	Melville	NY	08/2008	01/2017
Morgan Stanley Smith Barney	Melville	NY	06/2009	02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	02/2017	Present
Bank Of America, N.A.	Melville	NY	03/2017	Present

08/2008 → 01/2017

Morgan Stanley & Co. Incorporated

Melville, NY
06/2009 → 02/2017

Morgan Stanley Smith Barney

Melville, NY
02/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
03/2017 → Present

Bank Of America, N.A.

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-10

S66 Uniform Combined State Law Examination

2003-03-10

Other Names

Jann Trefny

View on SEC IAPD