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Sarah Marie Novak

LPl Financial LLC

Burton, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-05
  • MI RA
    APPROVED
    Since 2023-01-05

Branch Locations

1110 E. Bristol Rd, Ste B, Burton, MI 48529 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Fenton MI 11/2010 04/2022
Unemployed Davison MI 04/2022 12/2022
Lpl Financial Llc Burton MI 01/2023 Present
Previous Registrations
  • 2017-02-01 → 2022-05-17
    Fenton, MI
    Canton, MI
    Flint, MI
    Linden, MI
    Flint, MI
    Holly, MI
  • 2010-11-17 → 2017-02-01
    Flint, MI
    Fenton, MI
    Holly, MI
    Flint, MI
    Fenton, MI
    Flint, MI
    Northville, MI
    Novi, MI
    Canton, MI
    Howell, MI
    Bay City, MI
    Pinckney, MI
    Howell, MI
    Brighton, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Plymouth, MI
    Linden, MI
    Flint, MI
    Flint, MI
    Bloomfield Hills, MI
    Lake Orion, MI
    Troy, MI
  • 2006-02-27 → 2010-11-04
    Chase Investment Services Corp.
    Burton, MI
    Flint, MI
    Fenton, MI
    Genesee, MI
    Fenton, MI
    Chicago, IL
Other Businesses

1) 12/2022- Mowinski Financial LLC- DBA for LPL Business (entity for LPL business)- inv. related- Burton, MU 2) 12/2022- TADRICK'S TAX - Tax Preparer - inv. related- 1110 E. Bristol Rd., Burton, MI - start date 1/2023 - 20hrs/mth 3) 12/29/2023 - Other - Care Giver - Caregiver for Mother - Not Investment Related - Home Based - Start Date 12/15/2023 - 25 Hours Per Month/ 0 Hours During Trading 4) 12/31/2025 - Spark - Rideshare - Driver - Home Based - Start Date 12/31/2025 - 32 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
S63 Uniform Securities Agent State Law Examination 2000-04-24
  • S66 Uniform Combined State Law Examination
    2006-02-23
  • S63 Uniform Securities Agent State Law Examination
    2000-04-24
Other Names
  • Sarah Marie Novak
  • Sarah Marie Novak
  • Sarah Marie Novak-Congdon

View on SEC IAPD

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