Daniel Wayne Finch

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 12/2021
  Lpl Financial Llc
  Greenville, TX
• 01/2008 → 12/2021
  American National Bank Of Texas
  Rowlett, TX
• 12/2021 → Present
  Ameriprise Financial Services, Llc
  Greenville, TX

Previous Registrations

• 2021-10-07 → 2021-12-03
  Lpl Financial Llc
  Greenville, TX
• 2008-01-17 → 2021-10-07
  Lpl Financial Llc
  Greenville, TX
  Forney, TX
  Rowlett, TX
  Rowlett, TX
  Rockwall, TX
  Rowlett, TX
  Royse City, TX
  Royse City, TX
• 2005-07-06 → 2008-01-15
  Chase Investment Services Corp.
  Greenville, TX
  Greenville, TX
• 2005-02-25 → 2005-07-06
  Banc One Securities Corporation
  Greenville, TX
• 2003-03-13 → 2005-03-01
  Ameriprise Financial Services, Llc
  Richardson, TX

Other Businesses

Outside Employment; American National Bank of Texas; Vice President - Sr. Financial Advisor; ; 102 West Moore Street, , Terrell, TX, 75160; Investment-Related; 01/14/2008; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-11

Other Names

• Daniel W Finch
• Dan Wayne Finch
• Dan Finch