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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amerus | Des Moines | IA | 09/2001 | Present |
| Carolina Estate Planners | Wilmington | NC | 09/2003 | Present |
| Rogo Management Inc | Wilmington | NC | 06/2002 | Present |
| Rogo Properties | Wilmington | NC | 01/2004 | 01/2017 |
| Global Financial Private Capital, Llc | Sarasota | FL | 03/2015 | 01/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 01/2017 | Present |
| Carolina Retirement Planners, Llc | Wilmington | NC | 09/2015 | Present |
| Retirement Elevated And Fmt | Wilmington | NC | 01/2014 | Present |
| Sofa | San Diego | CA | 01/2026 | Present |
1) ROGO MANAGEMENT DBA CAROLINA ESTATE PLANNERS. INVESTMENT RELATED. INSURANCE SALES. 620 MARKET ST. WILMINGTON, NC 28401. 120 HOURS/MONTH, 120 HOURS/TRADING. SELL INSURANCE AND FIXED ANNUITIES 2) RETIREMENT ELEVATED AND FMT. NOT INVESTMENT RELATED. 620 MARKET STREET. WILMINGTON, NC 28401. LECTURER. 8 HOURS/MONTH, 0 HOURS/TRADING. RETIREMENT COURSEWORK. 3) Precious Metal Sales; Yes, Investment Related; 2 Division St E, Ste 201, Buffalo MN 55313; Referrals; Start Date 09/2024; Approx. 01 hours a month; Approx. 01 hours during trading; Right now I just refer people to them when the person expresses an interest in owning gold 4) SOFA; Investment Related: No; 3655 Ruffin Road, Suit 230, San Diego CA 92123 ; Sofa provides Financial Wellness Seminars as a 501(c)(3) nonprofit. No Selling; Speaker; Start Date 01/2026; Approx hours per month: 4; Approx hours during trading: 2; Present education events on financial wellness using the SOFA platform.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-11 |
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