Vikram Kohli

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-03
CA	RA	APPROVED	2003-03-06

TX RA
APPROVED_RES

Since 2006-10-03
CA RA
APPROVED

Since 2003-03-06

Branch Locations

3130 De La Cruz Blvd Ste 128, Santa Clara, CA 95054 • United States

San Jose, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Santa Clara	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Santa Clara	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Santa Clara, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Santa Clara, CA

Other Businesses

Real Estate Ownership; Single Family; 12093 Atrium Dr, , Saratoga, CA, 95070; Investment-Related; 04/01/2016.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-05

S66 Uniform Combined State Law Examination

2003-03-05

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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