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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2013-11-18
  • NE RA
    APPROVED
    Since 2013-11-18

Branch Locations

13609 California St Ste 300, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2003 Present
Northwestern Mutual Investment Services, Llc Omaha NE 01/2003 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 01/2003 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2003 → Present
    Omaha, NE
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, SNYDER ACRES, 1904 N 172ND CIRCLE, OMAHA, , NEBRASKA, 68118, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/08/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF FARM GROUND, THE BUSINESS OFFICE IS IN MY HOME. THE FARM GROUND IS IN ARLINGTON NE. IT IS 60 ACRES OF ROW CROP

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-14
  • S63 Uniform Securities Agent State Law Examination
    2003-03-14
Designations

View on SEC IAPD

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