Thomas Michael Chavez

Current Employers

Employment History

• 05/2010 → Present
  Lpl Financial Llc
  Roseville, CA
• 07/2010 → 07/2026
  Mariner Independent Advisor Network, Llc
  Roseville, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2024-01-01 → 2026-06-26
  Mariner Advisor Network
  Roseville, CA
• 2010-05-07 → 2011-07-05
  Strategic Wealth Advisors Group
• 2006-11-08 → 2010-10-01
  Retirement Wealth Advisors, Inc.
  Roseville, CA

Other Businesses

(1)05/05/10 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELL FIXED LIFE INSURANCE - 5% TIME SPENT. (2) 05/20/2013 - DBA for LPL Business (entity for LPL business) - Retirement Wealth Advisors, Inc - INV REL - AT REPORTED BUSINESS LOCATION (3) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-12-28
• S63 Uniform Securities Agent State Law Examination
  2000-02-28