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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-09-26 |
| NC | RA | APPROVED | 2003-04-14 |
Branch Locations
4500 Cameron Valley Pkwy Ste 250, Charlotte, NC 28211 • United States
Charlotte, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E And L Targeted Media | Toronto | 10/2001 | Present | |
| Ameriprise Financial Services, Inc. | Charlotte | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Real Estate Ownership; Single Family; 712 Louse Ave. charlotte, nc 28204, ,; Investment-Related; 01/01/2008 / Single Family; 620 Marsh Rd, , Charlotte, NC, 28209; Not Investment-Related; 09/01/2021. Business Ownership; Catalyst Controls, LLC; ; Consulting; 4500 Cameron Valley Parkway Suite 250 Charlotte, NC 28211, ,; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / McClain & Assoc.; ; Consulting; 620 Marsh Rd. Charlotte NC 28209, ,; Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Marina View HOA; Member at large; 307 Marina View Dr. Southport NC 28461, ,; ; 01/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-10 |
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