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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-05 |
| LA | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED_RES | 2022-11-17 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9300 Shelbyville Rd, Ste 915, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Finaincal Llc | Louisville | KY | 04/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 04/2016 | Present |
1) 04/01/2016; DBA for LPL Business (entity for LPL business); SunHarbor Wealth Advisors; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 03/21/2016; TIME SPENT 100%. 2) 5/20/2016: Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 5% - IAR for RIA. 3) 3/1/2021 - Sandcastles Inc - Not Investment Related - Location/Address: To be determined - Outside/W-2 Employment - Started 06/09/2020 - 40 Hours Per Month/0 Hours During Securities Trading - Maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-24 |
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