Anthony Michael Pizzariello

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-15

NY RA
APPROVED

Since 2023-11-15

Branch Locations

48 S Service Rd Ste 402, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axiom Markets	New York	NY	07/2007	12/2020
T3 Trading Group	New York	NY	01/2021	07/2023
Principal Life Insurance Company	Melville	NY	08/2023	Present
Principal Securities Inc.	Melville	NY	08/2023	Present

07/2007 → 12/2020

Axiom Markets

New York, NY
01/2021 → 07/2023

T3 Trading Group

New York, NY
08/2023 → Present

Principal Life Insurance Company

Melville, NY
08/2023 → Present

Principal Securities Inc.

Melville, NY

Other Businesses

INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/18/2024 ADDRESS: 48 S Service Road, Suite 402, Melville NY 11747, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-14

S66 Uniform Combined State Law Examination

2023-11-14

Other Names

Anthony Pizzariello
Anthony Michael Pizzariello

View on SEC IAPD