Dana Greathouse

Current Employers

Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-04-21

MO RA
APPROVED

Since 2022-04-21

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

4411 E. Sunshine Suite B, Springfield, MO 65809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Milestone Group, Inc.	Denver	CO	03/2016	05/2019
Cascade Financial Management Inc	Springfield	MO	05/2019	02/2021
Apollon Wealth Management, Llc	Springfield	MO	01/2021	Present

03/2016 → 05/2019

The Milestone Group, Inc.

Denver, CO
05/2019 → 02/2021

Cascade Financial Management Inc

Springfield, MO
01/2021 → Present

Apollon Wealth Management, Llc

Springfield, MO

Previous Registrations

2019-05-30 → 2021-02-12

Cascade Financial Management, Inc.

Denver, CO

Denver, CO
2016-04-15 → 2019-05-15

Bok Financial Private Wealth, Inc.

Denver, CO
2013-07-22 → 2016-03-18

Prospera Financial Services, Inc.

Dallas, TX

Eureka, CA
2013-01-03 → 2013-05-16

First Allied Advisory Services, Inc.

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-10-30
S63	Uniform Securities Agent State Law Examination	2003-05-14

S65 Uniform Investment Adviser Law Examination

2012-10-30
S63 Uniform Securities Agent State Law Examination

2003-05-14

Other Names

Dana Dorene Williams
Dana Dorene Greathouse

View on SEC IAPD

Current Employers

Apollon Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews