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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-05-22 |
Branch Locations
1901 Butterfield Road Ste 300, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2003 | Present |
| Northwestern Mutual Investment Services, Llc. | Downers Grove | IL | 01/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2012 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ENDOWMENT COMMITTEE, HINSDALE UNION CHURCH, 137 S. GARFIELD AVE., HINSDALE, , ILLINOIS, 60521, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 2/15/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WAS ON BOARD OF TRUSTEES RESPONSIBLE FOR PERSONNEL, PHYSICAL, AND MONETARY ASSETS OF THE CHURCH. DEVELOP BUDGET TO MEET NEEDS AND MISSION OF THE CHURCH. NEW ROLE WOULD BE ON THE ENDOWMENT COMMITTEE. TO MONITOR THE INVESTMENTS, DISBURSEMENTS, AND GIFTS RECEIPTS FOR ENDOWMENT FUNDS USED FOR NON OPERATING EXPENSES 3. BP EMPLOYMENT SERVICES LLC, LEGAL ENTITY, START DATE: 1/27/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, HOGS AND HORSES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/5/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5 BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, DHJAYHAWK ENTERPRISES, INC., LEGAL ENTITY, START DATE: 03/12/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-30 |
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