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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-31
NC RA APPROVED 2024-11-08
OH RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • FL RA
    APPROVED
    Since 2025-03-31
  • NC RA
    APPROVED
    Since 2024-11-08
  • OH RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

5900 Landerbrook Drive Suite 205, Mayfield Hts, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Mayfield Hts OH 01/2009 06/2024
Securities America Advisors La Vista NE 01/2009 04/2019
Cedar Brook Financial Partners, Llc Cleveland OH 02/2018 03/2021
Arbor Point Advisors Mayfield Hts OH 03/2021 11/2024
Osaic Wealth, Inc. Mayfield Hts OH 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 01/2009 → 06/2024
    Securities America, Inc.
    Mayfield Hts, OH
  • 01/2009 → 04/2019
    Securities America Advisors
    La Vista, NE
  • 02/2018 → 03/2021
    Cedar Brook Financial Partners, Llc
    Cleveland, OH
  • 03/2021 → 11/2024
    Arbor Point Advisors
    Mayfield Hts, OH
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Mayfield Hts, OH
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2021-03-01 → 2024-11-08
    Arbor Point Advisors
    Twinsburg, OH
    Mayfield Heights, OH
    Mayfield Hts, OH
  • 2018-03-01 → 2021-03-16
    Cedar Brook Group
    Cleveland, OH
  • 2009-01-06 → 2019-04-15
    Securities America Advisors, Inc.
    Mayfield Hts., OH
  • 2005-04-18 → 2009-01-07
    Osaic Fa, Inc.
    Cleveland, OH
    Orange Village, OH
Other Businesses

***ASH BROKERAGE POSITION: insurance agent NATURE: Insurance brokerage business INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2009 ADDRESS: 7609 West Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: INSURANCE BROKERAGE SALES ***ARBOR GROUP ADVISORS, LLC POSITION: Principal NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2021 ADDRESS: 5900 Landerbrook Drive, Suite 205, Mayfield Heights OH 44124 DESCRIPTION: 1/3 ownership of business. we are a local marketing and services group for Advisor Group related companies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2006-07-25
Designations

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