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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
4444 Westheimer Road Suite G500, Houston , TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Suite G500, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-08-15 |
Branch Locations
4444 Westheimer Suite G500, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 10/2013 | Present |
| Usca Ria Llc | Houston | TX | 10/2013 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Asset Management Llc | Houston | TX | 10/2017 | Present |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1. ApexOne Multifamily Fund III, LP; Investment-related; Houston, TX; Real Estate Fund manager; Advisory Committee member; 07/2019; one hour/month; one hour/month during business hours; Review performance, conflicts and strategy; 2. ApexOne Multifamily Fund IV, LP; Investment-related; Houston, TX; Real Estate Fund manager; Advisory Committee member; 097/2020; one hour/month; one hour/month during business hours; Review performance, conflicts and strategy 3. USCA Asset Mangement LLC; Investment-related; Houston, TX; RIA; Financial Advisor; 10/2013; 160 hrs month; 160 during trading hours; management of USCA ARS and oversight of USCA all terrain fund
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-09-11 |
| S65 | Uniform Investment Adviser Law Examination | 2005-10-09 |
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