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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-01-16 |
| TX | RA | APPROVED | 2009-01-16 |
Branch Locations
8 Wright Street, Westport, CT 06880-4701 • United States
New Canaan, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Stamford | CT | 01/2009 | Present |
TO SERVE AS A BOARD MEMBER WITH THE JUVENILE DIABETES RESEARCH FOUNDATION. NAME OF OTHER BUSINESS: Waveny Lifecare Network / INVESTMENT RELATED?: No / ADDRESS: 3 Farm Road, New Canaan / NATURE OF THE BUSINESS: Not-for -Profit Nursing and care facility / POSITION: Advisor or advisory group member if advice given may influence an officer/board / DUTIES: Advisory capacity to board committees related to finance / START DATE: 1/2/2023 / HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-20 |
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