Jose Gabriel Lopez

Current Employers

Employment History

• 01/2012 → 11/2017
  Raymond James & Associates
  Orlando, FL
• 11/2017 → 03/2020
  Ameriprise Financial Advisors Inc.
  Orlando, FL
• 03/2020 → 04/2025
  Ameriprise Financial Services, Llc
  Winter Park, FL
• 04/2025 → Present
  Raymond James & Associates, Inc
  Winter Park, FL

Previous Registrations

• 2017-11-10 → 2025-04-22
  Ameriprise Financial Services, Llc
  Orlando, FL
  Winter Park, FL
  Winter Park, FL
  Orlando, FL
  Winter Park, FL
  Winter Park, FL
• 2012-01-17 → 2017-11-27
  Raymond James & Associates, Inc.
  Orlando, FL
• 2009-12-21 → 2012-01-13
  Fifth Third Securities, Inc.
  Orlando, FL

Other Businesses

(1) Name of Business: Address: 631 W Morse Blvd Ste 125, Winter Park, FL, 32789-3778, United States Activity Type: Other Position/Title: Agent Investment Related: No Start Date: 01/29/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: American General Life -- Agent for commissions and trails sold. This agreement we had at Ameriprise. Once affiliated with RJA OBA will end. We were using Penfac's who we use now at RJA. (2) Name of Business: Address: 631 W Morse Blvd Ste 125, Winter Park, FL, 32789-3778, United States Activity Type: Other Position/Title: Agent Investment Related: No Start Date: 01/13/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent insurance broker -- Agent for commissions and trails sold. This agreement we had at Ameriprise. Once affiliated with RJA OBA will end. We were using Penfac's who we use now at RJA. (3) Name of Business: Grupo Hexagon LLC Address: 631 W Morse Blvd Ste 125, Winter Park, FL, 32789-3778, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 04/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Set up LLC for purchase of commercial property as a holding company \nnever found property but will keep it open in case we do for my wife SPA \nThe owners of this LLC are\nWPP 21 LLC and BPP 21 LLC companies owned by both families mine and my partner Misael Lugo (4) Name of Business: Jann Business Solutions LLC Address: 631 W Morse Blvd Ste 125, Winter Park, FL, 32789-3778, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 05/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All commissions for insurance sales with approved OBA from former firm (ameriprise) Once this transition is over and all commision trails will be coming back to RJA penfacts is setting this up. once this is settle we will be closing JANN Business Solutions LLC (5) Name of Business: Jann Family LLC Address: 631 W Morse Blvd Ste 125, Winter Park, FL, 32789-3778, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 09/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Asset Protection LLC \nSet up to hold Savings for investment purposes. (6) Name of Business: Vice Versa WInery Address: 1665 Spruce Ave, Winter Park, FL, 32789, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/29/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own a row of vines in the Vice Versa winery. Lifetime membership of wine club (7) Name of Business: WPP 21 LLC Address: 631 W Morse Blvd Ste 125, Winter Park, FL, 32789-3778, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC is 50 % owner of the Real estate holding co called Gupo Hexagono LLC for the purchase of a commercial building for my wife spa and we have not found the property yet.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-17
• S63 Uniform Securities Agent State Law Examination
  2003-10-21