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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-02-28 |
| TX | RA | APPROVED | 2023-02-28 |
Branch Locations
217 E Union St., Magnolia, AR 71753 • United States
222 Pine St, Magnolia, AR 71753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Arkansas University | Magnolia | AR | 10/2010 | Present |
| Forge Fund | Huntsville | AR | 07/2018 | Present |
| First Allied Securities, Inc | San Diego | CA | 06/2021 | 09/2022 |
| Cetera Investment Advisers | Schaumberg | IL | 01/2022 | 02/2023 |
| Cetera Advisors Llc | Greenwood Village | CO | 09/2022 | 02/2023 |
| Farmers Bank And Trust | Magnolia | AR | 02/2023 | Present |
| Lpl Financial Llc | Magnolia | AR | 02/2023 | Present |
1) 2/2023- FB&T Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 2/2023- Forge, Inc.- Outside/W-2 Employment / South Arkansas Director- non-inv. related- Huntsville, AR- start date 6/1/2018- 8hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-26 |
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