Dianne Kollette Rizzo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 03/2017
  Metlife Securities Inc
  Boston, MA
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 12/2016 → Present
  Mml Investors Services, Llc
  Springfield, MA
• 03/2020 → Present
  Mml Distributors, Llc
  Boston, MA
• 08/2022 → Present
  Mml Strategic Distributors, Llc,
  Boston, MA

Previous Registrations

• 2010-07-21 → 2017-03-25
  Msi Financial Services, Inc.
  Boston, MA
• 2010-07-21 → 2015-01-02
  New England Securities
  Boston, MA
• 2010-07-21 → 2013-09-05
  Tower Square Securities, Inc.
  Boston, MA
• 2010-07-21 → 2013-09-05
  Walnut Street Securities, Inc.
  Boston, MA
• 2006-08-02 → 2010-07-01
  Signator Investors, Inc.
  Boston, MA
  Boston, MA

Other Businesses

NAME: Rock Bottom Barn INV REL: N ADD: Residential Address NATURE: Stable owner POSITION: Owner START DATE: 09/01/2022 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Feeding, Cleaning of stalls, and care of horses

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-25
• S63 Uniform Securities Agent State Law Examination
  2003-02-21

Designations

• Chartered Financial Consultant

Other Names

• Dianne Kollette Rivet
• Dianne Kollette Rizzo
• Dianne Rizzo