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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
10 Fan Pier Blvd., Boston, MA 02210 • United States
Methuen, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Boston | MA | 07/2010 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Springfield | MA | 12/2016 | Present |
| Mml Distributors, Llc | Boston | MA | 03/2020 | Present |
| Mml Strategic Distributors, Llc, | Boston | MA | 08/2022 | Present |
NAME: Rock Bottom Barn INV REL: N ADD: Residential Address NATURE: Stable owner POSITION: Owner START DATE: 09/01/2022 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Feeding, Cleaning of stalls, and care of horses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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