Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2017-03-25
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

10 Fan Pier Blvd., Boston, MA 02210 • United States

Methuen, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Boston MA 07/2010 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Springfield MA 12/2016 Present
Mml Distributors, Llc Boston MA 03/2020 Present
Mml Strategic Distributors, Llc, Boston MA 08/2022 Present
  • 07/2010 → 03/2017
    Metlife Securities Inc
    Boston, MA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 12/2016 → Present
    Springfield, MA
  • 03/2020 → Present
    Mml Distributors, Llc
    Boston, MA
  • 08/2022 → Present
    Mml Strategic Distributors, Llc,
    Boston, MA
Previous Registrations
  • 2010-07-21 → 2017-03-25
    Msi Financial Services, Inc.
    Boston, MA
  • 2010-07-21 → 2015-01-02
    New England Securities
    Boston, MA
  • 2010-07-21 → 2013-09-05
    Tower Square Securities, Inc.
    Boston, MA
  • 2010-07-21 → 2013-09-05
    Walnut Street Securities, Inc.
    Boston, MA
  • 2006-08-02 → 2010-07-01
    Signator Investors, Inc.
    Boston, MA
    Boston, MA
Other Businesses

NAME: Rock Bottom Barn INV REL: N ADD: Residential Address NATURE: Stable owner POSITION: Owner START DATE: 09/01/2022 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Feeding, Cleaning of stalls, and care of horses

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-25
S63 Uniform Securities Agent State Law Examination 2003-02-21
  • S65 Uniform Investment Adviser Law Examination
    2006-07-25
  • S63 Uniform Securities Agent State Law Examination
    2003-02-21
Designations
Other Names
  • Dianne Kollette Rivet
  • Dianne Kollette Rizzo
  • Dianne Rizzo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Springfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor