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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-19 |
| ND | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Bismarck | ND | 08/2000 | Present |
| Morgan Stanley Smith Barney | Bismark | ND | 06/2009 | Present |
Lifevantage; Not Investment related; Distributor of Nutritional Supplements; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0; After business hours: 1; Sales, recruit individuals to become distributors under me.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-11 |
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