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Steven Thomas Gifford

Robert W. Baird & Co. Incorporated

Rochester, MN

Rochester, MN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-13
MN RA APPROVED 2022-03-01
  • TX RA
    APPROVED
    Since 2023-07-13
  • MN RA
    APPROVED
    Since 2022-03-01

Branch Locations

2575 Commerce Drive Nw Suite 115, Rochester, MN 55901 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rochester MN 05/1993 02/2022
Wells Fargo Clearing Services, Llc Rochester MN 03/2021 02/2022
Baird Rochester MN 02/2022 Present
  • 05/1993 → 02/2022
    Wells Fargo Bank, Na
    Rochester, MN
  • 03/2021 → 02/2022
    Wells Fargo Clearing Services, Llc
    Rochester, MN
  • 02/2022 → Present
    Baird
    Rochester, MN
Previous Registrations
  • 2004-05-27 → 2005-05-04
    Wells Fargo Investments, Llc
    Rochester, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-01
  • S66 Uniform Combined State Law Examination
    2022-03-01
Other Names
  • Steven Thomas Gifford
  • Steven T Gifford

View on SEC IAPD

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