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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
TX RA APPROVED 2004-11-29
  • MN RA
    APPROVED
    Since 2013-12-09
  • TX RA
    APPROVED
    Since 2004-11-29

Branch Locations

681 East Lake St., Wayzata, MN 55391 • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Golfsport Bloomington MN 03/2001 Present
Ubs Financial Services Inc. Wayzata MN 01/2005 11/2018
Rbc Capital Markets, Llc. Minneapolis MN 11/2018 Present
Previous Registrations
Other Businesses

I WORK AT A SMALL GOLF RETAIL STORE FOR EXTRA MONEY TO PAY FOR MY STUDENT LOANS. I WORK TYPICAALY 10-12 HOURS PER WEEK AND ALL ON THE WEEKENDS. UNIVERSITY OF ST. THOMAS, 2115 SUMMIT AVENUE, ST. PAUL, MN 55105. 11/13/06, ASSISTANT HOCKEY COACH, 24 HOURS PER MONTH. EP UMPIRES ASSOCIATION, 6108 BIRCHREST DRIVE, EDINA, MINNESOTA 55436. 7/24/06, COORDINATOR, 20 HOURS PER MONTH. 3) Twin Cities Hockeyt Group, LLC/Category - LLC/Principal Business Activity - 10 year old summer hockey team/Role - Head coach/Duty - Coaching youth hockey/ Comp - No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-14
  • S66 Uniform Combined State Law Examination
    2003-04-14
Other Names
  • Eric Wenkus

View on SEC IAPD

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