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Thomas Bruno Bruce

Matrix Private Capital Group

Chicago, IL

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Current Employers
Matrix Private Capital Group

500 West Madison Street Suite 1000, Chicago, IL 60661 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-25
IL RA APPROVED 2019-08-14
  • TX RA
    APPROVED
    Since 2020-02-25
  • IL RA
    APPROVED
    Since 2019-08-14

Branch Locations

500 West Madison Street Suite 1000, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Chicago IL 06/2009 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
Matrix Private Capital Group New York NY 04/2019 Present
  • 06/2009 → 04/2019
    Morgan Stanley Smith Barney
    Chicago, IL
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → Present
    Matrix Private Capital Group
    New York, NY
Previous Registrations
  • 2009-06-01 → 2019-04-30
    Morgan Stanley
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chicago, IL
    Chicago, IL
  • 2004-04-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-29
S63 Uniform Securities Agent State Law Examination 2003-04-01
  • S65 Uniform Investment Adviser Law Examination
    2004-04-29
  • S63 Uniform Securities Agent State Law Examination
    2003-04-01
Other Names
  • Thomas Bruce

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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