Kelly Stiefel Arias

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 11/2019
  Valic Financial Advisors
  Overland Park, KS
• 11/2019 → 07/2020
  On Sabbatical
  Valencia
• 07/2020 → 10/2020
  Unemployed
  Olathe, KS
• 10/2020 → Present
  Cetera Advisors Llc
  Minneapolis, MN
• 10/2020 → 06/2023
  Prosperity Advisors Llc
  Overland Park, KS
• 01/2021 → 03/2022
  Innovest Financial Partners
  Overland Park, KS
• 03/2022 → 02/2023
  Comprehensive Retirement Solutions (Crs)
  Carmel, IN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-08-04 → 2019-11-27
  Valic Financial Advisors, Inc.
  Overland Park, KS
  Shawnee Mission, KS
  Westwood, KS
  Overland Park, KS
  Westwood, KS
• 2008-06-06 → 2011-08-01
  Principal Securities, Inc.
  Overland Park, KS

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 08/2002 ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE ; 2) NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCIATION CHAPTER; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/PUBLIC RELATIONS COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2-3; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3; BRIEF DESCRIPTION OF DUTIES: WRITE AND EDIT PERSONAL FINANCE ARTICLES, PARTICIPATE IN PUBLIC MEDIA APPEARANCES; 3) NAME OF OTHER BUSINESS: ALEGRIA WEALTH LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: KELLY ARIAS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ADVERTISE AND FILL AVAILABLE SPACES WITH ROOMMATES. MAINTAIN THE HOME IN GOOD CONDITION AND PROPER WORKING ORDER; 5) NAME OF OTHER BUSINESS: POA & TRUSTEE FOR EX-HUSBAND; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: POA & TRUSTEE FOR EX-HUSBAND; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: POA & TRUSTEE FOR EX-HUSBAND; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: POA & TRUSTEE FOR EX-HUSBAND;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-05
• S63 Uniform Securities Agent State Law Examination
  2003-02-20

Designations

• Certified Financial Planner

Other Names

• Kelly Ann Stiefel